Follow below steps to login for new user. Fresh login: 1. Enter User ID 2. Enter DOB Or PAN number 3. Enter OTP (OTP will be sent to your registered Mobile Number & Email ID) 4. Set PIN - Enter New PIN & Confirm New PIN 5.Enable Biometric for easy & quick login (Optional)
For subsequent logins, use your PIN or Biometric
Follow below given steps to generate New PIN. 1. Click on Forgot PIN? 2. Enter your User ID & DOB or PAN. 3. Enter OTP (OTP will be sent to your registered Mobile Number & Email ID). 4. Set PIN - Enter New PIN & Confirm New PIN.5. Your desired PIN will be set successfully.
LogOut from Menu which will redirect you to Login screen. Click on Switch User and follow belowsteps:1. Enter User ID 2. Enter DOB Or PAN number 3. Enter OTP (OTP will be sent to your registered Mobile Number & Email ID) 4. Enter PIN (If already Set) OR Set PIN - Enter New PIN & Confirm New PIN
No, you cannot login on Android OR iOS OR Trading Web parallelly. Login on one device / browser will automatically log out on another device / browser.
You need to enter PIN or Biometric to login the app
Follow below steps to login for subsequent users who already has registered for PIN:1. User ID - Will be by default auto populated2. You need to only enter PIN Or Biometric (If enabled) to relogin
Yes, If your Mobile number and Email ID is not updated or registered with us, you need to follow below steps to update your mobile number and email id:1. Go to barodaetrade website2. Download the Client Master Modification Request from Downloads > Forms/Files3. You needs to fill up and sent the form to our customer care email id - customercare@bobcaps.in4. Your details will get updated in 2 working days
Follow below steps to change your PIN.1. Post login into the App, Go to Settings under Menu2. Click on Change PIN3. Enter Old PIN, New PIN & Confirm PIN4. Click on Submit button to set your desired PIN will be set successfully.
This feature is being introduced in compliance with the new circular issued by the exchanges for all brokers, which mandatorily requires them to implement two-factor authentication for their investors.
OTP will be asked for the first login. If you change the device or switch the user then again you have to enter OTP to login.
Yes, Once reinstalling or clearing the cache you need to re-login through OTP
It is a security feature where you will need to verify two factors which are Knowledge factor (PIN) & Possession factor (Biometric or OTP) to Login on your mobile trading platform.
If you enter incorrect PIN more than 3 times then your account will get lock. Use Forgot PIN to unlock your account.
You can logout by clicking on the logout button under Menu post login.
You can add up to 50 scrips / contracts per watchlist
Yes, Count will be visible against watchlist name in 10/50 manner
There are predefined fixed watchlist (No of Watchlist - 4) which are provided. You can add, modify and delete scrips / contracts in the already provided watchlist.
Yes, you can rename your Watchlist. 1.Long press on any of the scrips/ contracts card 2.Edit Watchlist screen will pop-up 3.Rename your Watchlist and click on the Right tick icon
No, you cannot delete your Watchlist. However you can rename or delete the scrips / contracts in the watchlist.
Yes, you can sort from your Watchlist. To Sort your watchlist press 3 lines icon on watchlist screen.
Yes, you can rearrange scrips/ contracts from your watchlist 1. Long press on any of the scrips/ contracts added to the watchlist.2. Edit watchlist screen will be displayed3. Long press to rearrange your scrips/ contracts and click on the Right tick icon
Yes, you can delete scrips/ contracts from your watchlist1. Long press on any of the scrips/ contracts added to watchlist2. Edit watchlist screen will pop-up3. Delete your scrips/ contracts and click on the Right tick icon
Equity Segment:09:00 AM to 09:07 AM – Pre-opening09:08 AM to 09:14:59 AM – AMO09:15 AM to 03:30 PM– Normal trading03:40 PM to 04:00 PM– Post-closing
FNO Segment:09:15 AM to 03:30 PM– Normal trading
Note: All new IPOs are listed on the exchange at 10:00 AM. The pre-open session is from 09:00 AM to 9:45 AM. From 9.45 AM to 10.00 AM will be matching session. Post that normal session will be applicable as mentioned in Equity segment.
1. Pre-opening session: A pre-opening session allows you to place orders between 09:00 AM to 09:15 AM. It was started by NSE to minimize volatility of securities during market open every day.
2. You can place limit orders/market orders. For the first 8 minutes, (between 09:00 AM and 09:08 AM) the orders are collected, modified or cancelled. The order collection window can close at any time between 09:07 AM and 09:08 AM.
3. Once the window closes at 09:15 AM, new orders cannot be placed. The orders placed are matched and trades are confirmed. You can place orders during the order collection period only on the equity segment.
1. Post closing market session are similar to pre-opening market orders, post-closing market orders are allowed only for equity trading. The post-closing market session or closing session is open from 3:40 PM to 4:00 PM.
2. During this session, people can place buy/sell orders in equity (delivery product code) at the market price but do note that even if you place a market order it will be placed on the exchange at the closing price. So for example, if the closing price of Reliance at 3:30 PM is Rs. 800, between 3:40 PM and 4:00 PM, you can place market orders to buy/sell Reliance at market price (will be taken at Rs. 800).
3. The post-closing market session is not very active and you can look at the movement of stocks by opening the MarketWatch window from 3:40 PM to 4:00 PM.
To place a Buy/Sell order:
1) If you have already added your desired stock / contract to your Watchlist, just simply tap on card which redirects to Quotes screen and click on Buy or Sell.
2) Enter your desired quantity, price and choose the product type and order type & validity.
3) Place & Confirm your Order
If you haven't added the stock to your watchlist, first search for it using the Add stocks option .Then proceed with the rest of the steps as detailed above.
Delivery order is buying shares and holding them for some time in your demat account. It is a delivery-based trading, where the client is required to bring in 100% margin in the form of cash for buy orders and should have sufficient holdings for sell orders unless squaring off an existing open position.
Intraday order is buying or selling a security with the intention of squaring-off the position on the same day. Incase you do not square off your position, the exchange will square it off at a predetermined time.
A limit order is an order to buy or sell a share at a specific price.
A market order is a buy or sell order to be executed immediately at the current market price.
In a Limit Order the buying price or selling price is specified and the trade is executed only when the price is met. In contrast, a Market Order gets executed at the current market price.
A stop-loss limit order is a buy/sell order that can help you limit your losses in case the prices move against your trade. If you are buying a stock, then you will have to add a sell stop-loss similarly, if you are selling a stock, you will have to add a buy stop loss. The stop loss limit order is sent to the exchange after the "Limit Order" trigger is hit, i.e. the trade price needs to be defined by the user. Here, you need to enter the stop loss trigger price and stop loss limit price.
A stop-loss market order is a buy/sell order that can help you limit your losses in case the prices move against your trade. If you are buying a share, then you will have to add a sell stop-loss, similarly, if you are selling a stock, you will have to add a buy stop-loss. A stop-loss market order is referred to as market if touched order, as soon as the trigger price is reached, a market order is generated and executed at the market rate immediately.
Here you need to enter only stop-loss trigger price.
A disclosed quantity order allows you to declare only a part of the actual order that you want to buy/sell. Once you specify the disclosed quantity, the order is sent to the exchange and only the disclosed part is shown on the market screen. The disclosed quantity should be at least 10% of the order quantity in equity segment. For FNO segment, disclosed quantity is not applicable.
A Day Order, as the name suggests, is an order which is valid for the day on which it is entered. If the order is not matched during the day, it gets cancelled at the end of the trading day.
An Immediate Or Cancel (IOC) order, as the name suggests, which has to be executed as soon as it is released in the market. If does not, then the order gets cancelled immediately.
Yes, you can place AMO orders for the next trading day.
AMO orders can be placed normally like a regular buy/sell order.
@NOTE: Status displayed for AMO Order will be AMO Pending in Pending tab under Orders
AMO orders are Orders that are placed post market closure.
They can be placed only in following:
Equity enabled Product Types - Delivery & Intraday
FNO enabled Product Types - Carry Forward & Intraday
Equity enabled Order Types - Limit & S/L Limit
FNO enabled Order Types - Limit & S/L Limit
Equity & FNO Segment - You can place AMO Order from 4:30 PM till 7.30 AM (T+1 Day).
An Order book is a report that contains all the orders that you have placed during the day.
Orders contain 2 tabs. One is "Pending" tab which will include your Pending and Partially Pending orders and another is "Executed" tab which will include your Executed, Partially Executed, Cancelled and Rejected orders.
To Modify your Order follow below steps:
1.Click Orders tab > Pending from footer
2. Tap on desired scrip/ contract which you want to modify
Note: Only Pending Orders can be modified. Executed Orders cannot be modified.
Orders can be pending due to reasons like change in market price or low number of buyers/sellers.
To view the status of your order > Pending OR Executed:
- Click on the orders tab from the footer
- Check the status against your respective order.
Note: You can filter & Sort your order status clicking on the filter option.
To Cancel your order follow below steps:
- Click Orders > Pending from footer
- Tap on desired scrip/ contract which you want to Cancel
Note: Only Pending Orders can be cancelled. Executed Orders cannot be cancelled.
A Executed book is a report that contains all the trades that have been executed for the day.
Executed book contains all your trades for the day which are executed partially OR at one go and helps you distinguish between a non-executed order and an executed trade.
Orders > Executed - If Reliance 100 Qty is traded partially with 10 Qty each, one entry of Reliance will be displayed with separate Trade entries of 10 Qty will be displayed on tap of card.
Orders > Pending - If Reliance 100 Qty is traded partially with 10 Qty each, one Trade entry of 100 Qty will be displayed under Pending.
Holdings will have 3 sub tab:
1.Holdings - Which are bought under Delivery will be available on T+2. You can sell your shares on T+1 except shares fall under BTST.
2.Today Positions - Positions executed for the same day
3.Expiry Positions - Positions executed which are carry forwarded till expiry date
To convert your positions follow below steps:
- Click on Orders from Footer > Select Executed tab
In case of Qty executed at one go, single Convert button will be displayed
In case of Qty executed partially i.e.: 10 Qty each - Separate 10 Convert button will be displayed against 10 Qty each
- Tap on desired stocks which you want to Convert
To view the status of your Open / Closed Positions:
- Click the Holdings tab from footer > Select Todays Positions OR Expiry Positions
- If Net Quantity is > than 0 (Positive) OR < than 0 (Negative), your order is Open
- If Net Quantity is = 0, your order is Closed
Shares will reflect under Holdings tab on T+1 day available in Footer
Yes, shares bought on T day can be sold on T+1 day. However, you might face a short sell risk if the shares are not received before pay-in. In case of settlement holiday on T+1 day, the shares bought on T day will not reflect in the client holdings and thus cannot be sold.
No, you are only allowed to square off more than your Intraday existing position with Margin check.
You are not allowed to sq. off more than your existing delivery position. RMS rejection will be thrown on Order Book
Yes, you can Add More Trades through Todays Positions and Expiry Positions i.e. Place same order which auto-populates your previous selected exchange & scrip/ contract on Place Order screen.
@NOTE: In case of holding a Short Quantity on clicking on Add More, Sell Order entry will get opened and In case of holding a Buy Quantity on clicking on Add More, Buy Order entry will get opened
You can only square off or convert your open positions (Full Quantity or Partial Quantity) and not for closed positions (Zero Quantity). For closed positions, square off and convert will not be available.
Yes, your Total, Realised and Unrealised P&L updating will be on real time basis under Positions.
Yes, your Total, Realised and Unrealised MTM updating will be on real time basis under Positions.
Yes, your Realised and Unrealised P&L updating against respective scrips / contracts will be on real time basis under Positions.
Yes, your Realised and Unrealised MTM updating against respective scrips / contracts will be on real time basis under Positions.
You can convert your Intraday position into Delivery position prior to 03:15 PM (square off time). Post 03:15 PM conversion functionality would be disabled for all Intraday trades.
No, you cannot your sell Intraday position in Cash segment to Delivery, since short sell conversion is disallowed
For F&O segment, Carry Forward and Intraday products are enabled. Delivery product has no relevance in F&O segment.
Yes, you can convert your Carry Forward position to Intraday given that the contract is available for Intraday trading OR Vice versa.
No, you cannot swap exchanges in any circumstances. Conversion is available to swap only products within the same exchange i.e. Delivery & Intraday
Orders can get rejected due to multiple reasons including insufficient margin, incorrect use of order type, stock not available for trading, etc.
You can either lien/add funds or increase margin through the Funds tab available in the Menu of the app
Yes, from footer on clicking on Orders > Pending & Executed tabs on tap of any of the respective stocks / contracts card under Order Details > Channel will be displayed.
Margin shortfall occurs when you hold onto positions in your trading account without having sufficient margin. Penalties are levied on Margin/ MTM shortfall.
Below are the timings for Intraday Square-Off:
Equity & FNO Segment: 03:15 PM
When the order is placed as a Intraday order and not squared-off by the client himself nor converted to delivery, only then it will squared off by BOBCaps RMS.
Intraday trades will auto squared off at 03:15 PM for Cash segment & F&O segment.
Following are the reasons why your position got squared off:
- Intraday trades will be squared off if you lose 75% of your Available Margin
- If the shares bought using Margin are down by more than 75% of your funds balance, square off will be done on the same trading day
Your intraday position was not squared off due to the following reasons:
- There might be an upper/lower circuit in that stock
- In case you have bought the stock and the share is in the lower circuit, your shares will be sold on the next trading day
- In case you have short sold the share & there is a upper circuit on the share the shares will be auctioned.
Since you are able to see just one tick per second, you may not be able to see the price when the stop-loss limit is breached and the trade is executed.
This might have happened if you have tried to sell at a price lower than the current market price. In such a situation, the system considers it as a market order and executes it at the current price.
In the pre-open session, all unmatched market orders are carried over to the normal market with their original timestamp as limit orders at the equilibrium price.
If the opening-price is not discovered, market orders will be carried over at the previous day’s closing price.
Yes, you can sell the stocks bought in Delivery on the same day. In such a case brokerage shall be charged as applicable to intraday trades.
No, only selected scrip in cash segment and selected contracts in F&O are available for trading in Intraday.
The below mentioned segment-wise classification will enable you to understand our Intraday Basket:
- Cash Segment: Only selected scrip in cash segment
- F&O - Stock Futures: All contracts with selected expiry are available for trading in Intraday (Current month expiry contracts)
- F&O - Index Futures: Only current month NIFTY and BANKNIFTY index future contracts are available for trading in Intraday
- F&O – Nifty Options: Only current week and monthly expiry contracts of selected Nifty strike price and expiry are available for trading in Intraday
- F&O – Stock Options: Only current week and monthly expiry contracts of selected Nifty strike price and expiry are available for trading in Intraday
The criteria for selection of strikes is as follows:
Nifty, 4% up and down from Current price. The range changes to 2% on expiry day.
While selecting scrip and contracts for Intraday there are various parameters that are evaluated by the Risk Team, for example: liquidity, impact cost, volatility, open interest, price band, VaR, banned scrips / contracts etc. Those scrip/contracts not fulfilling the benchmark set by Risk Team are not included in the Intraday basket.
All open Intraday positions are squared off at 03:15 PM in Equity & FNO segment by the risk team on best effort basis, if the same is not squared off by the client.
Intraday open positions are squared off on a best effort basis. A position may remain open due to circuit in the scrip/contract or other such issues. In such a scenario client would be responsible for the trading obligations arising out of any such open Intraday position.
Illiquid Scrip (Cash) – Scrip in cash segment which have been put in caution list by exchange and are subject to monitoring from broker/exchange.
Illiquid Contracts (F&O) – Contracts identified by exchange and termed illiquid due to very low liquidity, open interest, etc. with minimal or no trading in them.
Yes, one can trade in illiquid scrip/contract but it is subject to strict vigilance from risk team and well as from the exchange.
F&O contracts come with current month, next month and far-month expiry contracts. To break it down, all contracts other than current and next month are known as far-away contracts.
Peak Margin is the highest margin of the 4 random snapshots taken by the exchange on all open positions on each trading day.
In order to calculate the peak margin position intraday, clearing corporations takes a minimum of four random snapshots in the day of all margins; the highest of these snapshots becomes the peak upfront margin requirement of the day.
As per SEBI's Peak Margin norms, w.e.f. Sept 1st 2021, traders are expected to have full 100% of the peak margin requirement available with the broker i.e. intraday leverage for Equity Cash would be 5x (Max) Exposure limit and F&O Intraday leverage would be 1x margin limit going forward.
Penalty is calculated in the following manner:
- If there is a debit balance per segment per day, and margin amount is less than 1 lac or margin short fall amount is less than 10% of the requirement, then 0.5% penalty on shortage amount will be levied.
- If the shortfall is greater than 1 lac or margin short fall amount is more than 10% of the requirement then 1% penalty on shortage amount would be levied.
- 0.5% of penalty will be levied for first 3 days of debit. If the shortfall continues to 4th day then the penalty of 5% will be levied for each day from 4th day onwards.
- If short/non-collection of margins for a client takes place for more than 5 days in a month, then penalty of 5% of the shortfall amount shall be levied for each day, during the month, beyond the 5th day of shortfall.
- If the shortfall is caused due to movement of 3% or more in nifty on any trading day then the shortage penalty will be charged only if shortfall continues to T+2 days.
By depositing cheque (Cheque date should be trade date) for Margin Shortfall/ Peak shortfall [whichever is higher] or by transferring funds (For MTM Loss & Delivery/ Additional Margin Shortfall) before T+2 for Cash & T+1 for FNO.
Now client will get up to 5 times leverage in cash segment.
For Example: If client is having Rs 100, he will be able to create exposure up to worth Rs 500.
Now client will get up to 1 time leverage in FNO segment.
For example: If client brings in Rs 100 he will be able to create margin position worth Rs 100 only.
The derivative contracts in which the market-wide position limit has crossed 95% are moved to ban period. Only square-off orders are permitted when a security is in ban period.
No, trading is not allowed in Ban scrips / contracts. Only square off is allowed.
No, you cannot crate fresh position in Ban scrips / contracts also cannot carry forward the same.
You can trade up-to one day before expiry date, on expiry day the contract will be put on square-off mode wherein you can only square off the open positions & cannot create fresh position.
The client position on expiry day will be liquidated after 3:15 PM on best effort basis.
SPAN margin is computed at exchange level. The margins are revised by exchange through SPAN files provided at regular intervals. A broker has no role in deciding the quantum of margin to be blocked towards SPAN margin.
Yes, maintenance of SPAN and exposure margin is mandatory by exchange failing to penalty will be levied.
Penalty amount depends on factors like:
Shortfall amount Condition 1: If the Shortfall amount is less than Rs 1 lakh AND Less than 10% of applicable margin then, 0.5% of shortfall amount will be levied as penalty.
Condition 2: If the Shortfall amount is greater than Rs 1 lakh OR More than 10% of applicable margin then, 1% of shortfall amount will be levied as penalty.
Whether the shortfall has continued for 3 consecutive daysIf the shortfall in account continues for more than 3 consecutive days, then penalty of 5 % of the shortfall amount should be levied each day as penalty.
If shortfall has been more than 5 days in a month
If the shortfall in account has been for more than 5 times in a month, then penalty of 5 % of the shortfall amount should be levied each day, beyond 5th day as penalty.
As per exchange requirement, ledger should have margin at least equivalent to span and exposure margin requirement at the day of taking position. Exchange provides span file 5 times a day. There is always a chance that the margin requirement gets increased after position has been taken
Further, MTM requirement is also to be reported to exchange, which needs to be cleared by T+1 Day, or else penalty would be levied.
Additional Surveillance Measure (ASM) was introduced by both SEBI and Stock Exchanges in order to enhance the market integrity and safeguard investors on securities. It is focused on controlling volatility in secondary capital market. For investors, ASM mechanism beneficial as SEBI will thoroughly crosscheck the unexpected price movements in stock. They will also be able to regulate any kind of malpractices and control speculative activities.
ASM includes mainly 2 points, Circuit Filter of 5% & 100% margin on open positions in the stock. It will put additional restrictions on intraday trading. It is now compulsory for the brokers to keep a 100% margin requirement on these stocks as against the usual case of 35% or 40%. This means that margin trading will be disabled in these stocks but they will be available for buying under the cash segment.
Graded Surveillance Measure (GSM) is the system that monitors unusual price fluctuations in the securities market or poor financial performance. The primary objective of a GSM system is to alert and advise the investors to be extra vigilant while dealing with securities.
Those companies that come under the market are usually known as penny stocks. They usually have a poor performance. They are illiquid, have almost negligible market capital, and underperforming fundamentals. In most cases, these securities are subject to financial misconduct.
With the help of GSM, the regulatory body SEBI plans to identify such underperforming securities at an early stage and to prevent the investors from dealing with them. These shares are usually monitored for sudden changes in earnings, book value, net worth, and so on.
SEBI introduced these measures in order to restrict investing in stocks with deceitful price movement or excess volatility. Those who are investing should take it as a red flag if their stocks fall under this list. It is advisable that no one should invest in stocks that are under ASM or GSM list.
Being in ASM means that there will be restrictions for trading in the intraday in these stocks. Along with it, it is compulsory for the brokers to keep 100% margin requirement instead of 35% or 40% on these stocks. This is another way of saying that margin trading will be unavailable in these stocks.
Yes, upon placing orders in scrips which are included in Exchange ASM /GSM list you will receive a pop-up message on your order placement screen giving you more information regarding inclusion of particular scrip in ASM / GSM list and if you still choose to place order for the same, the respective order will get placed.
It is important to note that on BOBCAPS, once a stock has been placed under the ASM list, intraday trading is not allowed. For GSM stocks, both intraday and delivery trades are prohibited.
The average buy price refers to the average price at which you have purchased a particular Stock, over a period.
Calculating the average buy price is relatively straightforward. It involves adding up the total cost of all your purchases of a particular stock and then dividing that total quantity of the stock you have acquired. Here is a step-by-step example to illustrate how to calculate the average buy price:
Example: Calculating Average Buy Price for Stocks
Let us say you have purchased shares of a company's stock on three different occasions, and you want to calculate your average buy price:
First Purchase:Quantity purchased: 100 sharesPurchase price per share: ₹50Total cost of the first purchase: 100 shares *₹50/share =₹5,000
Second Purchase:Quantity purchased: 50 shares Purchase price per share: ₹55Total cost of the second purchase: 50 shares *₹55/share =₹2,750
Third Purchase:Quantity purchased: 75 sharesPurchase price per share: ₹48Total cost of the third purchase: 75 shares *₹48/share =₹3,600
Now, you want to calculate your average buy price:Total cost of all purchases = ₹5,000 (first purchase) + ₹2,750 (second purchase) + ₹3,600 (third purchase) = ₹11,350Total quantity of shares acquired = 100 shares (first purchase) + 50 shares (second purchase) + 75 shares (third purchase) = 225 shares
Now, use the formula:Average Buy Price = Total Cost / Total QuantityAverage Buy Price =₹11,350 / 225 shares = ₹50.22 per share (rounded to two decimal places)So, your average buy price for the stock is approximately ₹50.22 per share based on the three purchases.
Your Average BUY Price may show zero / inaccurate because of following reasons,• Avg Buy Price will not be shown for Stock purchased outside BOBCAPS • If your trading account is Closed / Suspended and you have reopened new Trading account data of closed account will not be showed• Average BUY Price will show zero or inaccurate for Stock purchased before April 2022
Average Buy Price will show for shares purchased on or after April 2016. We are currently in the process of updating the average purchase prices for transactions preceding to April 2016. In case of any queries related to the above please write to customercare@bobcaps.in
Average Price or Last Traded Price (LTP), if unavailable, would be excluded from the calculation of the Portfolio overview.
Portfolio quantity and Sellable quantity may not match where the security has recently undergone a corporate action.
Calculating the average buy price helps investors and traders assess their overall cost basis for a stock. It provides insights into how much they have spent on the stock and can be used to determine profitability.
Yes, the average buy price can change as you make additional purchases of the same stock at different prices. It reflects the weighted average of all your purchase prices.
No, the average buy price is not the same as the current market price. The average buy price represents what you have paid for the stock, while the market price is the current value of the stock in the open market.
The average buy price is essential for calculating capital gains or losses when you sell the stock. It helps determine the profit or loss you will report for tax purposes.
Yes, you can calculate the average buy price for multiple stocks in a portfolio by using the same formula for each stock separately.
No, shares sold from demat holding will not be allowed for buyback on the same day on any exchange although after having sufficient margin.
Position conversion from Delivery to intraday not allowed if client sold shares from holding
Funds means the money available in your Trading Account which you can use to purchase securities.
You can view your funds under Available Margin mentioned on Dashboard
Option 1: To transfer funds through Linked BOB Account through Lien mark facility, you can go to Fund, select Allocate Funds option, enter amount you want to lien and hit submit. Your limits will be updated immediately and you can utilise the same for trading. Any unutilised amount will be auto transferred at the end of the day in your Ledger. Option 2: To transfer funds through payment gateway, you can go to Fund, select Allocate Funds option, enter amount you want to transfer and hit submit. Your limits will be updated immediately and you can utilise the same for trading. Any unutilised amount will be auto transferred at the end of the day in your Ledger.
Funds Can be transferred through Lien / Payment gateway options
To mark lien in your bank account, you can go to Fund, select Allocate Funds option, enter amount you want to lien and hit submit. Your limits will be updated immediately and you can utilise the same for trading. Any unutilised lien amount will be auto unliened at the end of the day.
There is no option to Unlien the funds, any unutilised lien amount will be auto unliened at the end of the day.
Limits gets updated on immediate basis.
No, you cannot Lien more funds than available in your bank account to your trading account.
The net Lien funds would be auto released on EOD basis and funds transferred through Payment Gateway would be credited to ledger account on T day.
As per the exchange circular stockbrokers has to report client wise available upfront margin fund to exchange before placing the order
Also, funds should be allocated segment wise, hence if you want trade in Equity segment you need to allocate funds to Equity and if you want to trade in FNO segment then you have to allocate funds to FNO
To add funds in Equity cash, go to Funds > select Equity and click on Allocate funds, Enter the Amount which you want to add in Equity cash and click on Add, same will get update on the Equity limits instantly
To add funds in FNO go to Funds > select FNO and click on Allocate funds, Enter the Amount which you want to add in FNO and click on Add, same will get update on the FNO limits instantly
No, you cannot trade after adding the funds in combined limits you need to allocate funds to Equity or FNO as per your trade choice
No, you cannot use Equity allocated fund for FNO trades, you need to deallocate the funds from Equity and add the funds in FNO
No, you cannot use FNO allocated fund for Equity trades, you need to deallocate the funds from FNO and add the funds in Equity
You will not get instant margin on selling shares from your demat Holdings as 100% of your margin would get blocked.
Previously, when you use to sell any stock, you get 80% instant margin of sold amount which you could use to buy additional shares/take additional positions.
However, when you sell stock on or after 02nd May 2023, you will not get any instant margin. Instead, you will get 100% margin on the beginning of next trading day. Hence, for buying any additional shares/taking additional positions on the same day, you would be required to infuse additional margins as per requirement.
@NOTE:You need to allocate funds to Equity segment from All Combined Limit
Now, you can place your orders (Buy / Sell) in Equity & Derivatives segment without adding it into the watchlist. Here are the steps:
1. Click on Buy / Sell on footer
2. Search your desired scrips / contracts
3. Click on Buy / Sell and place your order at one go
Equity SIP is a new feature offered byBOB Capital Markets Ltd using which you can place buy orders in NSE Cash & BSE Cash for a specifiedQuantity OR specified Amount in stocks of your choice at regular intervals fora period as definedby you.
To start investing using Equity SIP, you may follow below steps: 1. Login to your bob World etrade Mobile App 2. Click on Menu (Top Left hand side corner) - Select “Equity SIP” 3. Click on Plus icon which is on the (Bottom right hand side corner) 4. Enter all the required details such as StockName, Quantity OR Amount, Frequency, Start Date and Number of SIP 5. Click on 'Start SIP' and confirm your order.
You may select either Quantity based SIP OR Amount based SIP. You can indicate your choice by selecting the desired option on SIP order placement screen by using the toggle switch.
Frequency is time period for which you want to place your SIP orders. For Ex: Daily, Weekly, Monthly &Quarterly. Depending on the Frequency selected by you, BOB Capital Markets Ltd will place SIP orders at the defined intervals after the Start Date for the total period specified by you.
The First order will be placed on the Start Date specified by you and thereafter all SIP orders would be placed as per your defined frequency.
Quantity based SIP is a type wherein a fixed quantity of shares of your desired stock is purchased at each frequency specified by you and would be fixed while placement ofupcoming SIP orders.
The order value would be calculated based on the current market price of the stock at the time of order placement.
Amount based Equity SIP is a type wherein a fixed amount (or approximately the same) is invested in your desired stock at defined frequency.
In case of Amount based SIP, you need to specify the amount to be invested in the stock at your desired Frequency.
At the time of placement of your SIP order, quantity of shares will be calculated by dividing the SIP amount specified by you with the current market price of the stock at the time of order placement as per the SIP request.
The formula would be Quantity = SIP Amount / Market price. Any fractional quantity will be ignored and order will be placed for the balance quantity. The actual order value would be based on the market price for the quantity calculated above.
Yes, on each SIP date you will have to Add funds in your trading account between 9 AM to 12 PM using Lien / UPI / Net Banking fund transfer & than you will have to allocate adequate amount in the Equity Segment using Fund Allocation option.
For e.g., if the order value is Rs. 5,000 an addition of 5% (Rs. 5000 + 5% of Rs. 5,000 = Rs. 5,250) of total order amount to be maintained in order to have a seamless Equity SIP transaction. 5% buffer comprises of brokerage & other statutory charges and even considering the stock price which may vary the date of Equity SIP transaction.
No. You can only place "BUY" orders for SIP under the Equity SIP facility.
Yes. You can place Equity SIP Request at any time during the day and even post market hours.
Important Note– Equity SIP order will get placed in market / after-market hoursbut 1stSIP order will be placed on the next trading day.
You can place multiple Equity SIP request in a day for different stocksor for the same stock,irrespective of whether the SIP requests are Quantity or Amount based.
Yes, you maychoose both, Quantity as well as Amount based SIP request simultaneously for same or different stocks. However, you will have to place two different SIP order request for each SIP type.
When placing an Equity SIP request, you are required to select a "Start Date" from when Equity SIP order placement shouldcommence. BOB Capital Markets Ltd will place the order from the Start Date selected by you as per your request.
Thereafter, the orders would be placed based on the frequency and No of SIP chosen by you when placing the request.
The orders would be placed for execution only on equity market trading days. In case the frequency dates fall on Trading holidays, then the orders would be placed on next trading day. In case of SIP with daily frequency, orders would be placed only on trading days. SIP orders will be pushed at 12:30 PM in the market during trading hours
Yes,there is a possibility that orders may be executed only partially or may not be executed at all. BOB Capital Markets Ltd is merely your agent for placing orders as per the instructions given by you under the facility. BOB Capital Markets Ltd does not have any role to play in the execution of trades after the orders have been placed. Trade execution takes place at the exchange platform as per the order matching rules of the exchange.
Yes, your order will get rejected if sufficient fund is not maintained / allocated in your Equity funds.
Important Note – Your rejected Equity SIP will not be repushed & order will be consideredas void. Future SIP orders will be placed as per your set SIP request.
Yes, you can Pause an on-going SIP at any time. Following are the steps to Pause SIP
Login to your bob World etrade Mobile App
Click on Menu (Top Left hand side corner) –Select Equity SIP
Select the SIP which you wish to Pause from Active SIPs
Click on Pause and Confirm the same
Important Note– You can resume your Paused SIP anytime under Pause SIP tab
Yes, you can Cancel an on-going SIP at any time. Following are the steps to cancel SIP
Click on Menu (Top Left hand side corner) - Select Equity SIP
Select the SIP which you wish to Cancel from Active SIPs
Click on Cancel and Confirm the same
Yes, you can Modify an on-going SIP request at any time. Following are the steps to Modify SIP
Select the SIP which you wish to Modify from Active SIPs
You can Modify SIP Type (Qty OR Amount) & Number of SIP and Confirm the same
Yes, Shares bought through Equity SIP feature are credited in your Demat account as per settlement cycle and shown under Portfolio/Holdings. You can therefore SELL / otherwise deal in such shares at any time as per your requirement.
Profile update feature helps you to update your personal information online such as Mobile Number, Email ID and Income
To update your Profile through Mobile app, Go to Menu > Settings > Update Profile
No, currently online update of Nominee is not available, however if you wish to update Nominee then Go to Profile update on APP/WEB, Select Nominee YES, Download and Fill the form and visit your nearest Bank of Baroda branch to get the form stamped and send it to us at (Business Square, 401/501, 4th Floor, B-Wing Andheri-Kurla Road Andheri East, Mumbai 400059)
Your details will get updated within 2 working days and you can verify the same in the trading platform under the same path.
You are getting Update Profile screen after login so that you can Update your details, your detail needs to be updated in every 6 months
Ans: Shares are units of a company's capital. Companies let public investors buy their shares to raise money for expansion, business growth, etc. When you buy a company's shares, you become part-owner or shareholder of that company.
Ans: At present two Depositories viz. National Securities Depository Limited (NSDL) and Central Depository Services (India) Limited (CDSL) are registered with SEBI.
Ans: NSDL or National Securities Depositories Limited and CDSL or Central Depositories Services Limited are share depositories registered with the government and incorporated by the market regulator SEBI.
Ans: A depository is an organization which holds securities (like shares, debentures, bonds, government securities, mutual fund units etc.) of investors in electronic form at the request of the investors through a registered depository participant.
Ans: Depository Participant ('DP') is the agent or the registered stockbroker of a depository.
Ans: To avail the services of a depository an investor is required to open a Beneficial Owner (BO) account with a Depository Participant (DP) of any depository.
Ans: With a Demat Account you can convert all your shares from physical holdings to electronic units: this would enable you to access your holdings and transact from anywhere using trading browser or Mobile App.
Ans: Digitally secure way of holding shares and securities. Eliminates theft, forgery, loss, and damage to the physical certificates. Quick transfer of shares. It eliminates unnecessary paperwork.
Ans: PAN card. Proof of address (Aadhar card, driving license, passport) Photograph. Signature on white paper Bank proof
Ans: According to SEBI guidelines, an individual cannot request for a Demat opening without submitting a PAN card.
Ans: Yes.
Ans: No.
Ans: SIP is a convenient way of investing in Mutual Funds. You don't need a demat account to invest in mutual funds.
Ans: Submit Closure cum transfer request form according to demat account type, for CDSL demat (Form – 10.1) or NSDL demat account (Form -34). Link of forms to be attached along with Crystal format stamp signed CML copy. You can also transfer the shares through DIS slip.
Ans: Demat account is for holding Dematerialized securities (Shares, Unit of Mutual funds etc). It does not have any amount in it. Hence the question of Interest does not arise.
Ans: Please refer to the detailed Tariff sheet available on the website for BOB WORLD ETRADE. https://bit.ly/BOBCAPSDPTariffSheet
Ans: Yes, but in case of BSDA scheme AMC is not compulsory subject to some conditions such as one account across depository etc.
Ans: Demat AMC is an annual fee or account maintenance charge, the customer pays to keep their Demat account active. It is generally a fixed expense charged by Depository Participant as long as the customer holds the account, irrespective of the security value.
Ans: SEBI has rationalized the cost structure for dematerialisation by removing account opening charges, transaction charges (for credit or buy transactions of securities), custody charges and account closing charges. Custody charges are now paid by the issuer companies. Broadly, investors are required to pay the charges towards: - • Dematerializations and Dematerialization of their securities • Annual account maintenance charges • Transactions fees (only for sell transactions) • Pledge • Hypothecation etc Kindly refer the DP Scheme sheet for more clarification. https://bit.ly/BOBCAPSDPTariffSheet
Ans: An investor can open multiple Demat Accounts with different Depository Participant with a valid PAN card. The Securities and Exchange Board of India (SEBI) does not levy any limitation on opening more than one Demat account in India.
Ans: Yes. Same can be opened in sole holder (minor) name, no joint account can be opened by minor.
Ans: Demat account number is also called client ID number, and it is allotted by the DP. Trading account number is the number allotted by the broker for your market trades.
Ans: There is no limit on the number of Demat Accounts an individual can open.
Ans: Yes, a depository account can be opened in the name of four holders, but the account can be operated only for the dematerialization of shares held in the same combination. Once the shares are dematerialized the securities should be transferred, and Demat Account should be closed.
Ans: You cannot add another person to an existing account. Your only option is to open another Demat account.
Ans: As of now, only one BOB demat account can be linked to your trading account with us.
Ans: Demat account with Single/Joint holders/NRI can also nominate. However, nomination is not possible in non-individual demat accounts.
Ans: Nomination can be made only by individuals holding beneficial accounts either singly or jointly. Non-individuals including society, trust, body corporate, karta of Hindu Undivided Family, holder of power of attorney cannot nominate
Ans: Only an individual can be a nominee. A nominee shall not be a society, trust, body corporate, partnership firm, Karta of Hindu Undivided Family, or a power of attorney holder.
Ans: Nomination is helpful in smooth transmission of shares upon the death of the BO/s. The nomination once made can be changed later as desired by the BO/s.
Ans: No, you don't need to contact all the companies. For any changes/updates, you only need, to contact your DP.
Ans: The statement of demat holdings & transaction, is your quick guide to your holding of shares and other securities owned by you and in what quantity.
Ans: Prevent the possibility of a demat account fraud by regularly checking account updates, keeping crucial documents safe and verifying the trustworthiness of the broker.
Ans: You could hold stock in your demat account or in physical form as long as you want. The stock splits and dividends are paid to you by cheque or by direct deposit in the bank account linked to your demat account. There is no brokerage charge for holding the shares of a company. Brokerage is charged at the time when you buy or sell the share through a stockbroker. AMC is charged by DP for holding the securities in the Demat account.
Ans: The Securities and Exchange Board of India (SEBI) introduced a new document called Demat Debit and Pledge Instruction (DDPI), which replaced POA (Power of Attorney) to protect the rights of investors.
Ans: Yes, according to SEBI, the individual can manage the account on behalf of the BO (beneficiary owner) if the BO grants them the authority to sign a power of attorney and submit it to the depository participant.
Ans: No, there aren't any extra fees. Need to check business if we are going to charge in future.
Ans:Brokers are not supposed to keep the shares in their pool account.
Ans: Brokers ask for a POA to facilitate fund debits or credits for margins and settlements with FNO transactions.
Ans: Dividend will be paid to bank account linked in demat account for the shares hold in demat account and in case of physical share certificate the dividend will be paid through dividend warrants /cheques.
Ans: To register for CDSL Easi, follow these steps: 1. Visit web.cdslindia.com/myeasitoken/home/login. 2. Demat details: Enter the 8-digit DP ID followed by the 8-digit demat client ID or BO ID and click on Continue. ... 3. OTP: Enter OTP received on the registered mobile number and click on Continue.
Ans: You can transfer the shares from CDSL to NSDL using the CDSL Easiest facility or via manual submission of physical Delivery Instruction Slip (DIS). vice-versa in case of NSDL to CDSL.
Ans: Manual submission of physical Delivery Instruction Slip (DIS).
Ans: A registered member of any of the stock exchanges that have direct connectivity with the Depositories hold a clearing member account or pool account. A Pool account is used by the members to hold securities received from clients and deliver them to clearing corporations. This account is also used to receive securities from the Clearing Corporations and distribute onwards to clients.
Ans: The procedure for buying and selling dematerialized securities is like the procedure for buying and selling physical securities. The difference lies in the process of delivery (in case of sale) and receipt (in case of purchase) of securities. In case of purchase:- • The broker will receive the securities in his account on the payout day. • The broker will give instruction to its DP to debit his account and credit BO's account. • BO will give ‘Receipt Instruction’ to DP for receiving credit by filling appropriate form. However, BO can give standing instruction for credit to his account that will obviate the need of giving Receipt Instruction every time. In case of sale: - BO will give delivery instruction through Delivery Instruction Slip (DIS) to DP to debit his account and credit the broker’s account. Such instruction should reach the DP’s office at least 24 hours before the pay-in, failing which, DP will accept the instruction only at the BO’s risk.
Ans: To give the delivery one must fill a form called Delivery Instruction Slip (DIS). DIS may be compared to cheque book of a bank account. The following precautions are to be taken in respect of DIS: - • Ensure and insist with DP to issue DIS book. • Ensure that DIS numbers are pre-printed and DP takes acknowledgment for the DIS booklet issued to investor. • Ensure that your account number [client id] is pre-stamped. • If the account is a joint account, all the joint holders must sign the instruction slips. Instruction cannot be executed if all joint holders have not signed. • Avoid using loose slips. • Do not leave signed blank DIS with anyone viz., broker/sub-broker, DPs, or any other person/entity. • Keep the DIS book under lock and key when not in use. • If only one entry is made in the DIS book, strike out remaining space to prevent misuse by anyone. • BO should personally fill in target account-id and all details in the DIS. • If the DIS booklet is lost / stolen / not traceable, the same must be intimated to the DP immediately in writing. On receipt of such intimation, the DP will cancel the unused DIS of the said booklet.
Ans: In a bank account, credit to the account is given only when a ‘paying in’ slip is submitted together with cash/cheque. Similarly, for the convenience of investors, facility of ‘standing instruction’ is given. If you say ‘Yes’ for standing instruction, you will receive the credit of shares in your demat account in case of buy securities.
Ans: Yes, it is possible to get securities allotted to in Public Offerings directly in the electronic form. In the public issue application form, there is a provision to indicate the way an investor wants the securities to be allotted. He has to mention the BO ID, name and DP ID on the application forms. Any allotment made will be credited into the BO account.
Ans: Dematerialisation is the process by which physical certificates of an investor are converted to an equivalent number of securities in electronic form and credited into the BO’s account with his DP. Forms link to attached.
Ans:In order to dematerialize physical securities one has to fill in a DRF (Demat Request Form) which is available with the DP and submit the same along with physical certificates that are to be dematerialised. Separate DRF must be filled for each ISIN. The complete process of dematerialization is outlined below: • Surrender certificates for dematerialization to your DP. • DP intimates to the Depository regarding the request through the system. • DP submits the certificates to the registrar of the Issuer Company. • Registrar confirms the dematerialization request from depository. • After dematerialising the certificates, Registrar updates accounts and informs depository regarding completion of dematerialisation. • Depository updates its accounts and informs the DP. • DP updates the demat account of the investor.
Ans: ISIN (International Securities Identification Number) is a unique 12 digit alpha- numeric identification number allotted for a security (E.g.- INE383C01018). Equity-fully paid up, equity-partly paid up, equity with differential voting /dividend rights issued by the same issuer will have different ISINs.
Ans: Dematerialized shares do not have any distinctive numbers. These shares are fungible, which means that all the holdings of a particular security will be identical and interchangeable.
Ans: Yes, odd lot share certificates can also be dematerialised.
Ans: Yes. The process is called rematerialisation. If one wishes to get back his securities in the physical form he has to fill in the RRF (Remat Request Form) and request his DP for rematerialisation of the balances in his securities account. The process of rematerialisation is outlined below: • Make a request for rematerialisation. • Depository participant intimates depository regarding the request through the system. • Depository confirms rematerialisation request to the registrar. • Registrar updates accounts and prints certificates. • Depository updates accounts and downloads details to depository participant. • Registrar dispatches certificates to investor.
Ans: Both the transfer of shares and the transmission of shares aim to change who owns the shares' title, but they differ in that the transfer of shares is a choice made by the transferee or transferor, whereas the transmission of shares is a legal requirement started by the receiver or legal representative.
Ans: Transmission is the process by which securities of a deceased account holder are transferred to the account of his legal heirs / nominee. Process of transmission in case of dematerialised holdings is more convenient as the transmission formalities for all securities held in a demat account can be completed by submitting documents to the DP, whereas in case of physical securities the legal heirs/nominee/surviving joint holder has to independently correspond with each company in which securities are held.
Ans: The claimant should submit to the concerned DP an application Transmission Request Form (TRF) along with the following supporting documents 1. In case of death of sole holder; where the sole holder has appointed a nominee Notarised copy of the death certificate 2. In case of death of the sole holder; where the sole holder has not appointed a nominee Notarised copy of the death certificate And anyone of the below mentioned documents - · Succession certificate · Copy of probated will · Letter of Administration The DP, after ensuring that the application is genuine, will transfer securities to the account of the claimant. The major advantage in case of dematerialised holdings is that the transmission formalities for all securities held with a DP can be completed by interaction with the DP alone, unlike in the case of physical share certificates, where the claimant will have to interact with each Issuing company or its Registrar separately.
If value of the securities in the deceased BOs account is less than Rs. Five lacs as on the date of application for transmission, then by providing following documents, transmission can still be carried out. • Transmission Request Form • Original or Death certificate downloaded from the online portal of Government carrying digital/facsimile signature of the issuing authority or a copy of the same Death Certificate(duly notarized or attested by a Gazetted Officer • Any one or more of the following documents: o Letter of Indemnity executed by the applicant(s) on non-judicial stamp paper of appropriate value, duly notarized. o An Affidavit from the applicant executed on non-judicial stamp paper of appropriate value and notarized. o No objection certificate [NOC] from all legal heir(s) who are not applicants conveying no objection to the transmission of the relevant securities in favour of the applicant(s). o As an alternate to NOC, copy of Family Settlement Deed duly notarized or attested by a Gazetted Officer and executed by all the legal heirs of the deceased BO, provided that: • The Family Settlement Deed clearly vests the securities in favour of the person seeking transmission in his/her name. Vesting of securities in favour of the person seeking transmission in his/her name is not contingent upon any other onerous conditions in such Family Settlement Deed. Note: If the division of shares as per the Family Settlement Deed is amongst more than one person, then the Family Settlement Deed can be considered as an NOC for transmission of shares to each legal heir applying for transmission.
Ans: Delivery of securities so transmitted, within 1 month from the date of receipt of intimation of transmission of securities.
Ans: Transfer as a will or inheritance. In this scenario, there is no tax liability, irrespective of whether or not the recipient is a relative. Transfer as a gift to a non-relative. In this case, if the aggregate value of such shares transferred in a year exceeds Rs 50,000, it becomes taxable for the recipient.
Ans:Yes. Inter depository transfers are possible without any additional costs.
Ans: Yes. Pledging dematerialised securities is easier and more advantageous as compared to pledging physical securities.
Ans: The procedure to pledge electronic securities is as follows: 1. Both BOs, investor (pledgor) and the lender (pledgee) must have BO account with the same depository; 2. Pledgor will have to instruct DP to create pledge in prescribed standard form (Pledge Request Form) with the details of the securities; 3. The lender (pledgee) has to confirm the request through his/her DP; 4. Once this is done, securities are pledged. 5. All financial transactions between the pledgor and the pledgee are handled as per usual practice outside the depository system.
Ans: After the repayment of loan, pledgee can request for a closure of pledge by instructing the DP in a prescribed format. The pledgee on receiving the repayment will instruct his DP accordingly for the closure of the pledge.
Ans: Yes, if the pledgee (lender) agrees, pledgor (investor) may change the securities offered in pledge.
Ans: The securities pledged are only blocked in the account of pledgor (investor) in favour of the pledge (lender). The pledgor would continue to receive all the corporate benefits.
Ans:The DP provides a Transaction Statement periodically, If transactions takes place in the demat account then the same will be reflected in monthly statement which will be given free of cost. if separate statement is required then costing will be applied.
Ans: DPs must provide transaction statements to their clients once in a month, if there is any transaction and if there are no transaction, then once in a year. DPs also provide transaction statement in electronic form under digital signature subject to their entering into a legally enforceable arrangement with the Bo’s to this effect.
Ans: In case of for any discrepancy client needs to contact within 7-10 days on receipt of transaction statement.
Ans: In case of any investor complaint / problem / query one may first contact his DP. Dematcare@bobcaps.in Customer service number 022-8652270270 dial 3 for demat services.
Ans: A daily margin statement is a report that provides clients with information regarding their margins. It includes information on deposited margins, such as fund transfers and pledged collaterals, as well as blocked margins for held or taken positions.
Ans: Daily Margin Statement help investors to know what margins are levied and Margins deposit provided by them is utilized and what is the net payable / receivable margins.
Ans: Daily Margin statement contains as enumerated below: a.Exchange / Segment:Transactions executed in which exchange segments. b.Transaction Date::Date on which the transaction has been executed. c.Funds (A):Balance is as per Ledger. d.Value of Securities after Hair Cut ( B ): Value of stocks lying in our pool account. e.Value of Margin Pledge Securities after Hair Cut ( C ): Value of stocks pledged in favor of stock broker. f.Bank Guarantees / FDR (D) : Value of Bank Guarantees / FDR provided as collateral. g.Any other approved form of margins ( E ) : Any other collateral provided . h.Total Margins Available ( F ) : Summation. Summation of ( A + B + C + D + E ) i.Segmentwise Utililisations (N) : It shows Margin available is Utilised in which segment. j.Total Upfront Margin (G) : Total upfront margin blocked for trades that are yet to settle. k.Consolidate Crystallized Obligation (H): It shows MTM margin requirement for all trades which are yet to be settled. l.Delivery Margin (I): it shows Margin on Delivery stock m.Total Margin Requirement (J): It is the total sum of Total Upfront Margin , Consolidated Crystallized Obligations & Delivery Margins. n.Excess / Shortfall w.r.t. Requirement by Exchange CC (K) : it shows shortfall / excess margin based on exchange margins. o.Additional Margin required by member as per RMS: Margins as required per RMS calculation p.Margin Status (Balance with Member / Due from client): It is summation of Excess / Shortfall margin and Additional Margin required by member as per RMS.
Ans: Yes client can request physical statement to our customer care team either through email to customercare@bobcaps.in or call on Customer service Desk – 08652270270.
Ans: If Daily Margin statement through post / courier returns back to Head office Investors trading rights will be disabled till the time modification form dully filled and signed is sent to head office.
Ans: A weekly ledger statement is issued by broker to investors on a weekly basis. It contains information about transactions that have taken place in investor’s account during the previous week. This information includes the date, and as well as the total amount of money that was traded.
Ans:A weekly ledger statement allows investors to track their transactions and can be used to identify errors such as any unauthorized trading /fraud / transactions in Investor’s account.
Ans: Weekly Ledger statement contains as enumerated below: a.Transaction Date: Date on which the transaction has been executed. b.Exchange / Segment: Transactions executed in which exchange segments. c.Particulars:Narration of transactions carried out. d.Debit:Contains all debit transactions. e.Credit:Contains all Credit transactions. f.Net Balance:Contains net running total of all debit and credit and provides balance at the end.
Ans:Yes Investor needs to contact our customer care team either through email to customercare@bobcaps.in or call on Customer service Desk – 08652270270 and raise the queries.
Ans: In case Weekly Ledger sent returns back to head office Trading id will be disabled in trading platform till modification form dully filled and signed are sent to Head office.
Ans: Contract note is the legal record of transactions carried out on a stock exchange through a stockbroker. It serves as the confirmation of trade done on a particular day on behalf of a client on a stock exchange.
Ans:Contract Note contains Order No, Order Time, Trade No, Trade Time, Security / contract description, Buy / Sell, Quantity, Gross rate / Trade Price per unit (Rs), Brokerage Rate per unit (Rs.), Net Rate per Unit (Rs.), Closing Rate per unit (Only for Derivatives), Net Total before levies, Exchanges. Order No.: Unique order number is assigned by the exchange for each executed order. This number will be different for each of the orders you execute on the platform. Order No.: Unique order number is assigned by the exchange for each executed order. This number will be different for each of the orders you execute on the platform. Order Time:Exact time when your order was placed on the exchange. Trade No:Unique Trade No is assigned by the exchange for each Trades executed. Trade Time: Exact time when the order was ‘executed’ on the exchange. Order time and trade time can vary. For example, a limit order will only get executed when the underlying conditions for the order are met. Security/Contract Description:find the name of the stock you traded. Buy(B)/Sell(S):Stocks you bought will be represented by ‘B,’ and stocks sold will be represented by ‘S’ indicating the type of trade and transaction undertaken. Quantity:Number of securities (in case of stocks) or number of lots traded (in case of derivatives). Gross Rate/Trade Price per Unit: Market Price at which order was executed. Brokerage Rate per Unit:Brokerage rate charged per unit shown in each Scrip wise. Net Rate per unit (Rs):Net price after brokerage rate is shown. Closing Rate per unit (only for Derivatives) (Rs): Pertains to derivative contracts that are carried over and indicates the price at which the contract was closed for the day. Net Total Before Levies:Total amount owed to or by the client before accounting for brokerage fees and taxes.All relevant brokerages and taxes, including exchange transaction tax, GST, STT, stamp duty, and SEBI turnover charge. If the billing address is in Maharashtra, CGST and SGST of 9% each, and IGST of 18% for other states, would be charged and shown at the end of the Contract cum Bill.
Ans: Purposes served by contract note is as under: a. A contract note is a summary of all the trades and transactions undertaken in the day. b. Contract note makes the trading experience transparent by giving the clients a point of reference to cross-check their trades and transactions. c. All the brokerage charges and taxes deducted can be found in one place. d. Contract note serves as a legal document in case of any dispute due to non-delivery of stocks. e. While calculating capital gains, users can refer to contract notes to know the exact amount received f. Foster accountability and trust between investors and brokerage firms by providing a detailed record of transactions. They offer assurance that trades are executed accurately and in accordance with agreed terms. g. These documents are integral to trade settlement procedures, ensuring that the details of executed trades are accurately recorded for settlement purposes. h.They serve as a means of communication between the broker and the investor, conveying essential details and formally acknowledging completed transactions.
Ans:Investors have an option to receive the contracts either through electronically mode or physically documents dully signed authorized signatories.
Ans: Contract will be delivered / dispatched to investors within 24 hours of trades executed as per opted ie Physical / Electronic by investor.
Ans: Yes, Investors will have to provide the consent dully filled and signed ECN form for receipt in electronic form.
Ans: Investors can contact our customer care team either through email to customercare@bobcaps.in or call on Customer service Desk – 08652270270 and raise the queries for non-receipt of contract notes.
Ans: Investors trading rights will be suspended and request them to provide modifications form duly filled for changes in details and send the form duly signed to Head office.
Ans: The Annual Global Statement (AGTS) is a consolidated report for the last financial year covering all trades, brokerage, taxes and charges for the account. It includes all executed transactions during the previous financial year.
Ans:Annual Global Statement helps in knowing details of scrips traded along with charges throughout the year.
Ans: Annual Global Statement contains as enumerated below: a.Symbol: Scrip symbol of scripts in which trades are executed b.Expiry data Date: Date on which contract expires in FO segments. c.Strike Price: Strike price of FO option contract at which trades are executed. d.C/P:Closing price e.Buy Quantity: Quantity Bought f.Buy Rate: Average rate at which stocks are bought. g.Buy Amount Buy Amount is Value of Quantity Bought * Buy Rate. h.Sell Quantity: Quantity Sold i.Sell Rate: Average rate at which stocks are sold. j.Sell Amount: Sell Amount is Value of Quantity Sold * Sold Rate. k.Net Qty: Balance Qty ie Buy Qty Less Sell Qty. if Qty Positive then Its Buy and if negative then Excess sell. l.Exchange Segment: Exchange Segment in which trades are executed. m.Bill Charges: Bill charges such as Stamp Duty, SEBI Turnover Fees, STT & GST ie IGST / CGST / SGST charged till date of report is at the bottom.
Ans:Annual Global statement is provided to investors for previous year within 30 days of completion of financial year.
Ans: Investors will get Either Electronically / Physical as per mode chosen & if still client requires they can contact our customer care team either through email to customercare@bobcaps.in or call on Customer service Desk – 08652270270 and request for the same.
Ans: If Annual Global Statement sent returns back the client Trading rights will be disabled till such time modification form and send the same to Head Office duly signed.
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For subsequent logins, use your PIN
Follow below given steps to generate New PIN.1. Click on Forgot PIN?2. Enter your User ID & DOB or PAN.3. Enter OTP (OTP will be sent to your registered Mobile Number & Email ID)4. Set PIN - Enter New PIN & Confirm New PIN5. Your desired PIN will be set successfully
LogOut from Menu which will redirect you to Login screen.Click on Switch User and follow below stpes:1. Enter User ID2. Enter DOB Or PAN number3. Enter OTP (OTP will be sent to your registered Mobile Number & Email ID)4. Enter PIN (If already Set) OR Set PIN - Enter New PIN & Confirm New PIN
You need to follow same steps as fresh user to relogin again.1. Enter User ID2. Enter DOB Or PAN number3. Enter OTP (OTP will be sent to your registered Mobile Number & Email ID)4. Enter PIN
Follow below steps to login for subsequent users who already has registered for PIN:1. User ID - Will be by default auto populated2. You need to only enter PIN to relogin
Follow below steps to change your PIN.1. Post login into the App, Go to Settings under Menu2. Click on Change PIN3. Enter Old PIN, New PIN & Confirm PIN4. Click on Submit button to set your desired PIN will be set successfully
Yes, Once clearing the cache you need to re-login through OTP
It is a security feature where you will need to verify two factors which are Knowledge factor (PIN) & Possession factor (OTP) to Login on your web trading platform
If you enter incorrect PIN more than 3 times then your account will get lock.Use Forgot PIN to unlock your account.
Yes, you will get logged out if your session is inactive for an hour.
You can logout by clicking on the logout button under Profile section.
You can add up to as many scrips / contracts per watchlist
Yes, there is no limit for creating a new watchlist. For a new user, needs to create a watchlist for adding scrip / contract
No, you cannot rename your Watchlist.
Yes, you can delete your Watchlist.
Yes, you can sort from your Watchlist. To Sort just click on labels which you want to sort watchlist.
Yes, you can delete scrips/ contracts from your watchlist by just clicking on Delete icon.
F&O & Currency contracts come with current month, next month and far-month expiry contracts. To break it down, all contracts other than current and next month are known as far-away contracts.
To update your Profile through trading Website, Go to Menu > Settings > Update Profile
Beware of fraudulent tips, unauthenticated news and advice on stock market.
At BOB Capital, your account security is our topmost priority. Beware of receiving fraudulent communications, unauthenticated trading tips and unsolicited calls on trading in stocks from unverified sources, received through Whatsapp, Telegram, SMS, Calls, etc and take an informed decision before investing.
What should you do if you receive a trading tip over phone or SMS?
Report unsolicited messages to the Stock Exchange on +91 8291833676 or on designated email id i.e. feedbk_invg@nse.co.in. Please visit here to understand better.
Valued Customer,
BOB Capital Markets Limited (BOBCaps) is firmly committed to the safety of your wealth. We would like to bring to your notice certain precautions that you certainly must take against potential tele-fraudsters/ unscrupulous and unregistered portfolio managers:
ALWAYS AVOID
Certain tele-fraudsters / unscrupulous and unregistered portfolio managers call customers or SMS them on the pretext of providing investment tips and lure them to invest through their bogus firms by promising huge profits. Such deceitful callers ask the customer to share his/her login credentials with passwords to allow trading in their accounts, assuring huge returns. Often trades done in the customer’s accounts are far from the best interest of the customers. Holdings of customers are often sold and with the funds, trades are then placed in illiquid securities at unrealistic prices. At times, the holdings of customers are sold at prices detrimental to the customer.
The so-called “portfolio manager” assures profits, which naturally does not materialize. Customers are deceived into providing access to their trading accounts, thereby allowing such fraudsters access to funds and securities available to execute trades, injurious to the customer’s interest.
We would like to caution you against such fraudulent calls and SMSes and urge you to be alert. Follow the golden rule:
Do not share your Login Credentials or Passwords with anybody
BOBCaps employees / representatives never ask for your password.
The following illicit activities by the persons named herein have come to the notice of Stock Exchanges: